Chan, Pui Yin (SFC:BJG225) 陳沛言
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Asset Management Limited (HK) | Rep | Asset management | 2018-04-11 | 2020-09-06 |
| 2 | Conning Asia Pacific Limited | Rep | Asset management | 2020-09-14 | 2022-10-17 | Rep | Advising on securities | 2020-10-05 | 2022-10-17 | Rep | Dealing in securities | 2020-10-05 | 2022-10-17 |
| 3 | DES Asset Management Limited | Rep | Asset management | 2017-04-18 | 2018-03-11 |
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