Mao, Xiaoliang 毛曉亮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CPIC Investment Management (H.K.) Company Limited | Rep | Advising on securities | 2019-11-06 | Rep | Asset management | 2019-11-06 |
| 2 | CSOP Asset Management Limited | Rep | Advising on securities | 2018-01-30 | 2019-10-05 | Rep | Asset management | 2018-01-30 | 2019-10-05 | Rep | Dealing in securities | 2018-01-30 | 2019-10-05 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-21 | 2011-09-23 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2011-09-23 |
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