Mohan, Siddharth

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on futures contracts 2022-11-15
2 Morgan Stanley Asia Limited Rep Advising on securities 2022-11-15
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Automated trading services 2009-02-20 2014-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2013-08-01 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2019-04-05
Credit Suisse Securities (Hong Kong) Limited Rep 2019-07-19 2022-08-01
Morgan Stanley Hong Kong Securities Limited Rep 2022-10-19
4 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-04-23 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2019-04-05
Credit Suisse (Hong Kong) Limited Rep 2019-07-19 2022-08-01
Morgan Stanley Hong Kong Securities Limited Rep 2022-10-19
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-04-23 2019-04-05
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2013-08-01 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2019-04-05
Credit Suisse (Hong Kong) Limited Rep 2019-07-19 2022-08-01
Credit Suisse Securities (Hong Kong) Limited Rep 2019-07-19 2022-08-01
Morgan Stanley Asia Limited Rep 2022-10-19
Morgan Stanley Hong Kong Securities Limited Rep 2022-10-19

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