Mohan, Siddharth

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Dealing in securities 2022-10-19
2 Morgan Stanley Hong Kong Securities Limited Rep Automated trading services 2022-10-19
3 Morgan Stanley Hong Kong Securities Limited Rep Dealing in futures contracts 2022-10-19
4 Morgan Stanley Hong Kong Securities Limited Rep Dealing in securities 2022-10-19
5 Morgan Stanley Asia Limited Rep Advising on futures contracts 2022-11-15
6 Morgan Stanley Asia Limited Rep Advising on securities 2022-11-15
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Automated trading services 2009-02-20 2014-10-10
8 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2008-04-23 2016-10-10
9 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Automated trading services 2013-08-01 2016-10-10
10 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2013-08-01 2016-10-10
11 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2008-04-23 2019-04-05
12 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Automated trading services 2016-10-11 2019-04-05
13 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in futures contracts 2016-10-11 2019-04-05
14 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2016-10-11 2019-04-05
15 Credit Suisse (Hong Kong) Limited Rep Dealing in futures contracts 2019-07-19 2022-08-01
16 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2019-07-19 2022-08-01
17 Credit Suisse Securities (Hong Kong) Limited Rep Automated trading services 2019-07-19 2022-08-01
18 Credit Suisse Securities (Hong Kong) Limited Rep Dealing in securities 2019-07-19 2022-08-01

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