Mubayi, Piyush
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on futures contracts | 2007-02-06 | 2007-09-22 | Rep | Advising on securities | 2007-02-06 | 2007-09-22 | Rep | Asset management | 2007-02-06 | 2007-09-22 | Rep | Dealing in securities | 2007-02-06 | 2007-09-22 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2010-06-02 | 2022-04-30 | Rep | Dealing in securities | 2010-06-02 | 2022-04-30 |
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