Navin, Sean Patrick
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-08-13 | 2023-06-13 | Rep | Automated trading services | 2009-02-20 | 2014-10-10 | RO | Dealing in securities | 2023-06-13 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2016-10-10 | Rep | Automated trading services | 2014-07-08 | 2016-10-10 | Rep | Automated trading services | 2016-10-11 | Rep | Dealing in futures contracts | 2016-10-11 | 2023-06-13 | Rep | Dealing in securities | 2016-10-11 | 2023-06-13 | RO | Dealing in futures contracts | 2023-06-13 | RO | Dealing in securities | 2023-06-13 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-08-13 | 2016-10-10 |
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