Nemoto, Yoko
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | China Enterprise Securities Company Limited | Rep | Advising on securities | 2008-08-07 | 2009-10-01 |
2 | China Enterprise Securities Company Limited | Rep | Asset management | 2008-08-07 | 2009-10-01 |
3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-04-22 | 2015-08-28 |
4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-04-22 | 2015-08-28 |
5 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2015-12-04 | 2015-12-31 |
6 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2016-04-29 | 2016-05-12 |
7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2017-07-21 | 2017-07-28 |
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