Paradise, James Richard

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-10-12
2 GOLDMAN SACHS (ASIA) L.L.C. RO Advising on futures contracts 2017-12-27 2021-02-08
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2017-12-27 2021-02-08
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-10-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2012-02-17 2012-07-13
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2012-07-13 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2016-10-11 2021-02-08
GOLDMAN SACHS (ASIA) L.L.C. RO 2017-12-27 2021-02-08
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-10-12
GOLDMAN SACHS (ASIA) L.L.C. RO 2019-09-16 2021-02-08
5 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Automated trading services 2017-12-27 2021-02-08
6 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2012-02-17 2012-07-13
GOLDMAN SACHS FUTURES (ASIA) LIMITED RO 2012-07-13 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2016-10-11 2021-02-08
7 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2012-07-13
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2012-02-17 2012-07-13
GOLDMAN SACHS (ASIA) L.L.C. RO 2012-07-13 2021-02-08
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2012-07-13 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2016-10-11 2021-02-08

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