Paradise, James Richard

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on corporate finance 2004-10-12
2 GOLDMAN SACHS (ASIA) L.L.C. Rep Advising on securities 2004-10-12
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Asset management 2004-10-12
4 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2012-07-13
5 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Advising on securities 2012-02-17 2012-07-13
6 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Dealing in securities 2012-02-17 2012-07-13
7 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2012-02-17 2012-07-13
8 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Advising on securities 2012-07-13 2016-10-10
9 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in securities 2012-07-13 2016-10-10
10 GOLDMAN SACHS FUTURES (ASIA) LIMITED RO Dealing in futures contracts 2012-07-13 2016-10-10
11 GOLDMAN SACHS (ASIA) L.L.C. RO Dealing in securities 2012-07-13 2021-02-08
12 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Advising on securities 2016-10-11 2021-02-08
13 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in futures contracts 2016-10-11 2021-02-08
14 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in securities 2016-10-11 2021-02-08
15 GOLDMAN SACHS (ASIA) L.L.C. RO Advising on futures contracts 2017-12-27 2021-02-08
16 GOLDMAN SACHS (ASIA) L.L.C. RO Advising on securities 2017-12-27 2021-02-08
17 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Advising on futures contracts 2017-12-27 2021-02-08
18 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Automated trading services 2017-12-27 2021-02-08
19 GOLDMAN SACHS (ASIA) L.L.C. RO Asset management 2019-09-16 2021-02-08

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top