Rhodes, Paul Simon
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | 2007-04-02 | 2010-12-01 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2007-04-02 | 2010-12-01 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2024-05-07 | |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2024-05-07 | |
| 5 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Asset management | 2024-04-09 | |
| 6 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Asset management | 2024-04-09 | |
| 7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-08-01 | 2010-12-01 |
| 8 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-09-05 | 2004-07-05 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2004-07-29 | 2019-03-15 |
| 10 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2024-05-07 | |
| 11 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Dealing in securities | 2024-05-07 | |
| 12 | Green Transition Partners Limited | RO | Asset management | 2022-07-27 | 2023-12-27 |
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