Ryan, David Michael (SFC:ADX838)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Advising on securities | 2008-06-01 | 2012-05-14 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2006-05-30 | 2006-09-29 |
| 3 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-06-01 | 2012-05-14 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2006-05-30 | 2006-09-29 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-06-01 | 2012-05-14 |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2008-06-01 | 2012-05-14 |
| 7 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2007-04-11 | 2008-06-01 |
| 8 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | RO | Dealing in futures contracts | 2006-09-29 | 2008-06-01 |
| 9 | GOLDMAN SACHS (ASIA) L.L.C. | RO | Dealing in securities | 2006-09-29 | 2008-06-01 |
| 10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Dealing in securities | 2006-09-29 | 2008-06-01 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy