Sham, Sharon Cylong 岑思朗

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Morgan Stanley Asia Limited Rep Advising on futures contracts 2023-12-12
2 Morgan Stanley Asia Limited Rep Advising on securities 2023-12-12
3 GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep Automated trading services 2014-07-08 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2017-09-25
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2021-03-22 2023-09-12
Morgan Stanley Hong Kong Securities Limited Rep 2023-12-12
4 GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep Dealing in futures contracts 2010-09-09 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2023-09-12
Morgan Stanley Hong Kong Securities Limited Rep 2023-12-12
5 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2010-09-09 2023-09-12
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2012-04-27 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2016-10-11 2017-08-28
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2021-03-22 2023-09-12
Morgan Stanley Asia Limited Rep 2023-12-12
Morgan Stanley Hong Kong Securities Limited Rep 2023-12-12

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