Sham, Sharon Cylong 岑思朗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2023-12-12 | |
2 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2023-12-12 | |
3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2023-12-12 | |
4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2023-12-12 | |
5 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2023-12-12 | |
6 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2023-12-12 | |
7 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-09-09 | 2016-10-10 |
8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-27 | 2016-10-10 |
9 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2014-07-08 | 2016-10-10 |
10 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2016-10-11 | 2017-08-28 |
11 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2016-10-11 | 2017-09-25 |
12 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-09-09 | 2023-09-12 |
13 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2023-09-12 |
14 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2021-03-22 | 2023-09-12 |
15 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2021-03-22 | 2023-09-12 |
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