Shao, Lei (SFC:ASK857) 邵磊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on corporate finance | 2023-01-20 | |
| 2 | Merrill Lynch (Asia Pacific) Limited | RO | Advising on securities | 2023-01-20 | |
| 3 | Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2023-01-20 | |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2009-02-11 | 2011-02-08 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-02-11 | 2011-02-08 |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-02-11 | 2011-02-08 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2011-03-14 | 2019-05-11 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-03-14 | 2019-05-11 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2019-08-09 | 2023-01-20 |
| 10 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2019-08-09 | 2023-01-20 |
| 11 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2019-08-09 | 2023-01-20 |
| 12 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2019-08-09 | 2024-02-26 |
| 13 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2019-08-09 | 2024-02-26 |
| 14 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2019-08-09 | 2024-02-26 |
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