Suen, Ming Chit 孫明哲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on securities | 2004-03-30 | 2010-08-14 | Rep | Dealing in securities | 2004-03-30 | 2010-08-14 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-11-18 | 2011-12-16 | RO | Dealing in securities | 2011-12-16 | 2023-02-02 |
| 3 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | RO | Advising on securities | 2011-12-16 | 2016-10-10 | RO | Dealing in securities | 2011-12-16 | 2016-10-10 | RO | Advising on securities | 2016-10-11 | 2023-02-02 | RO | Dealing in securities | 2016-10-11 | 2023-02-02 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2004-03-23 | Rep | Advising on securities | 2004-03-23 | Rep | Asset management | 2004-03-23 | Rep | Automated trading services | 2004-03-23 | Rep | Dealing in securities | 2004-03-23 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2004-03-23 | Rep | Asset management | 2004-03-23 | Rep | Automated trading services | 2004-03-23 | Rep | Dealing in futures contracts | 2004-03-23 |
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