Suen, Ming Chit 孫明哲

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2004-03-23
2 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-03-23
3 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2004-03-23
DEUTSCHE SECURITIES ASIA LIMITED Rep 2004-03-30 2010-08-14
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2011-12-16 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2016-10-11 2023-02-02
4 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2004-03-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2004-03-23
5 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2004-03-23
MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep 2004-03-23
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-03-23
7 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-03-23
DEUTSCHE SECURITIES ASIA LIMITED Rep 2004-03-30 2010-08-14
GOLDMAN SACHS (ASIA) L.L.C. Rep 2010-11-18 2011-12-16
GOLDMAN SACHS (ASIA) L.L.C. RO 2011-12-16 2023-02-02
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2011-12-16 2016-10-10
GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO 2016-10-11 2023-02-02

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top