Suen, Ming Chit 孫明哲

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Merrill Lynch (Asia Pacific) Limited Rep Advising on corporate finance 2004-03-23
2 Merrill Lynch (Asia Pacific) Limited Rep Advising on securities 2004-03-23
3 Merrill Lynch (Asia Pacific) Limited Rep Asset management 2004-03-23
4 Merrill Lynch (Asia Pacific) Limited Rep Automated trading services 2004-03-23
5 Merrill Lynch (Asia Pacific) Limited Rep Dealing in securities 2004-03-23
6 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Advising on futures contracts 2004-03-23
7 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Asset management 2004-03-23
8 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Automated trading services 2004-03-23
9 MERRILL LYNCH FUTURES (HONG KONG) LIMITED Rep Dealing in futures contracts 2004-03-23
10 DEUTSCHE SECURITIES ASIA LIMITED Rep Advising on securities 2004-03-30 2010-08-14
11 DEUTSCHE SECURITIES ASIA LIMITED Rep Dealing in securities 2004-03-30 2010-08-14
12 GOLDMAN SACHS (ASIA) L.L.C. Rep Dealing in securities 2010-11-18 2011-12-16
13 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Advising on securities 2011-12-16 2016-10-10
14 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in securities 2011-12-16 2016-10-10
15 GOLDMAN SACHS (ASIA) L.L.C. RO Dealing in securities 2011-12-16 2023-02-02
16 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Advising on securities 2016-10-11 2023-02-02
17 GOLDMAN SACHS (ASIA) SECURITIES LIMITED RO Dealing in securities 2016-10-11 2023-02-02

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