Tin, Yuk 田旭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2009-01-21 | 2009-04-28 | Rep | Dealing in securities | 2009-01-21 | 2009-04-28 | Rep | Leveraged foreign exchange trading | 2009-02-05 | 2009-04-28 |
| 2 | CHARLES SCHWAB, HONG KONG, LIMITED | Rep | Advising on securities | 2018-04-12 | Rep | Dealing in securities | 2018-04-12 |
| 3 | FT Securities Limited | Rep | Advising on futures contracts | 2006-09-26 | 2009-01-19 | Rep | Dealing in futures contracts | 2006-09-26 | 2009-01-19 | Rep | Dealing in securities | 2006-09-26 | 2009-01-19 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-07-02 | 2015-12-01 | Rep | Asset management | 2011-06-09 | 2015-12-01 |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2012-05-07 | 2015-12-01 |
| 6 | Rakuten Securities Hong Kong Limited | Rep | Leveraged foreign exchange trading | 2006-04-24 | 2006-07-10 |
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