Toh, Colin Cheng Chung 卓慶崇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-02-13 | 2008-09-29 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2008-02-13 | 2008-09-29 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2010-08-11 | 2012-03-24 |
| 4 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2010-08-11 | 2012-03-24 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2012-06-13 | 2020-08-24 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2012-06-13 | 2020-08-24 |
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