Tom, Edward 譚子平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-04-29 | 2023-09-15 | Rep | Dealing in securities | 2022-04-29 | 2023-09-15 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-22 | 2007-02-23 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-03-22 | 2007-02-23 | Rep | Dealing in securities | 2006-03-22 | 2007-02-23 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-03-30 | 2014-06-19 | Rep | Automated trading services | 2009-02-20 | 2014-06-19 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-30 | 2014-06-19 |
| 6 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-03-30 | 2014-06-19 |
| 7 | INVESCO HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-10-13 | Rep | Dealing in securities | 2023-10-13 | 2024-02-20 | Rep | Asset management | 2023-12-13 | RO | Dealing in securities | 2024-02-20 |
| 8 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-03-13 | 2021-06-07 | Rep | Dealing in futures contracts | 2017-03-13 | 2021-06-07 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy