Tom, Edward 譚子平

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 J.P. MORGAN BROKING (HONG KONG) LIMITED Rep Advising on futures contracts 2017-03-13 2021-06-07
2 INVESCO HONG KONG LIMITED Rep Asset management 2023-12-13
3 GOLDMAN SACHS (ASIA) L.L.C. Rep Automated trading services 2009-02-20 2014-06-19
4 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep Dealing in futures contracts 2006-03-22 2007-02-23
GOLDMAN SACHS FUTURES (ASIA) LIMITED Rep 2007-03-30 2014-06-19
J.P. MORGAN BROKING (HONG KONG) LIMITED Rep 2017-03-13 2021-06-07
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2022-04-29 2023-09-15
INVESCO HONG KONG LIMITED Rep 2023-10-13
5 Citigroup Global Markets Asia Limited Rep Dealing in securities 2006-03-22 2007-02-23
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED Rep 2006-03-22 2007-02-23
GOLDMAN SACHS (ASIA) L.L.C. Rep 2007-03-30 2014-06-19
GOLDMAN SACHS (ASIA) SECURITIES LIMITED Rep 2007-03-30 2014-06-19
BNP PARIBAS SECURITIES (ASIA) LIMITED Rep 2022-04-29 2023-09-15
INVESCO HONG KONG LIMITED Rep 2023-10-13 2024-02-20
INVESCO HONG KONG LIMITED RO 2024-02-20

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