Tom, Edward 譚子平
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INVESCO HONG KONG LIMITED | Rep | Dealing in futures contracts | 2023-10-13 | |
| 2 | INVESCO HONG KONG LIMITED | Rep | Asset management | 2023-12-13 | |
| 3 | INVESCO HONG KONG LIMITED | RO | Dealing in securities | 2024-02-20 | |
| 4 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2006-03-22 | 2007-02-23 |
| 5 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2006-03-22 | 2007-02-23 |
| 6 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2006-03-22 | 2007-02-23 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-03-30 | 2014-06-19 |
| 8 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2007-03-30 | 2014-06-19 |
| 9 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-03-30 | 2014-06-19 |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Automated trading services | 2009-02-20 | 2014-06-19 |
| 11 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2017-03-13 | 2021-06-07 |
| 12 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-03-13 | 2021-06-07 |
| 13 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2022-04-29 | 2023-09-15 |
| 14 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2022-04-29 | 2023-09-15 |
| 15 | INVESCO HONG KONG LIMITED | Rep | Dealing in securities | 2023-10-13 | 2024-02-20 |
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