Tong, Tze Kong 唐梓剛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2005-10-31 | 2008-09-29 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 2008-10-10 | 2009-10-31 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-11-25 | |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in securities | 2005-10-31 | 2008-09-29 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 2008-10-10 | 2009-10-31 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2010-01-11 | 2013-07-20 | UBS SECURITIES ASIA LIMITED | Rep | 2015-11-25 |
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