Wu, Qiong (SFC:APQ268) 吳琼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2007-09-21 | 2016-10-10 |
| 2 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2016-10-11 | 2020-05-06 |
| 3 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2020-08-03 | 2020-11-23 |
| 4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-09-21 | 2020-05-06 |
| 5 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2020-08-03 | 2020-11-23 |
| 6 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2024-02-01 | 2024-04-16 |
| 7 | Morgan Stanley Hong Kong Securities Limited | RO | Dealing in futures contracts | 2020-11-23 | 2023-10-25 |
| 8 | Morgan Stanley Asia Limited | RO | Dealing in securities | 2020-11-23 | 2023-10-25 |
| 9 | Jefferies Hong Kong Limited | RO | Dealing in securities | 2024-04-16 |
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