Wu, Yat Wai 胡一威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-08-09 | |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Asset management | 2003-08-09 | |
| 3 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2004-05-18 | |
| 4 | LEHMAN BROTHERS ASIA LIMITED | RO | Advising on securities | 2004-05-18 | 2005-05-20 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-05-24 | 2016-05-31 |
| 6 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2005-05-24 | 2016-05-31 |
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