Xu, Ce 徐策
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2008-07-04 | 2008-09-29 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 2008-10-31 | 2010-06-02 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2010-07-27 | 2016-09-20 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | 2017-01-03 | 2017-11-30 | DEUTSCHE SECURITIES ASIA LIMITED | RO | 2017-11-30 | 2018-05-11 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2008-07-04 | 2008-09-29 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 2008-10-31 | 2010-06-02 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-12-21 | 2010-06-02 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2010-07-27 | 2016-09-20 |
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