Yu, Elizabeth Min Hsien 俞旻延
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-07-03 | 2013-04-20 |
2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-09-02 | 2013-04-20 |
3 | Standard Chartered Trustee (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-02 | Rep | Advising on securities | 2003-04-02 | Rep | Asset management | 2003-04-02 | Rep | Dealing in securities | 2003-04-02 |
4 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-10-05 | 2007-05-18 |
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