Yuan, Hong (SFC:ASI356) 袁鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2009-02-03 | 2015-02-04 |
| 2 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2009-02-03 | 2015-02-04 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Automated trading services | 2009-03-24 | 2014-10-10 |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Automated trading services | 2013-08-01 | 2015-02-04 |
| 5 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in securities | 2013-08-01 | 2015-02-04 |
| 6 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-08-23 | |
| 7 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2019-08-23 | |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-08-23 | |
| 9 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in securities | 2019-08-23 |
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