Yuen, Hei Wai 阮熙偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2005-03-21 | |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2005-03-21 | |
| 3 | Citigroup Global Markets Asia Limited | Rep | Asset management | 2005-01-28 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2014-01-02 | 2014-03-05 |
| 4 | Citigroup Global Markets Asia Limited | Rep | Automated trading services | 2005-03-21 | |
| 5 | GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2005-06-27 | 2014-03-05 |
| 6 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2005-05-27 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | 2005-06-27 | 2014-03-05 |
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