Yung, Yat Ming (SFC:AOH581) 翁一鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on securities | 2006-12-19 | 2008-11-18 |
| 2 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Asset management | 2006-12-19 | 2008-11-18 |
| 3 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Dealing in securities | 2006-12-19 | 2008-11-18 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-12-22 | 2009-08-01 |
| 5 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-03-12 | 2009-08-01 |
| 6 | BOCI ASIA LIMITED | Rep | Advising on corporate finance | 2011-02-14 | 2011-04-15 |
| 7 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2011-07-25 | 2014-08-01 |
| 8 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2011-07-25 | 2014-08-01 |
| 9 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2014-09-01 | 2015-12-19 |
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