Zhang, Yin (SFC:AVS035) 張胤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2010-08-23 | 2013-03-30 | Morgan Stanley Asia Limited | Rep | 2013-04-16 | 2016-05-12 | Merrill Lynch (Asia Pacific) Limited | Rep | 2016-08-12 | 2017-09-19 | Spruce Light Asset Management Company Limited | Rep | 2018-01-11 | 2018-03-02 | Spruce Light Asset Management Company Limited | RO | 2018-03-02 | 2019-02-12 |
| 2 | Spruce Light Asset Management Company Limited | Rep | Asset management | 2018-01-11 | 2019-02-12 | Horizon Asset International (HK) Limited | Rep | 2019-02-18 | 2022-05-31 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2013-04-16 | 2016-05-12 | Merrill Lynch (Asia Pacific) Limited | Rep | 2016-08-12 | 2017-09-19 |
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