Cheung, Pui Yan (SFC:AUR989) 張珮茵
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AISANCE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-03-18 | 2010-06-25 |
| 2 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2012-02-08 | 2012-02-11 |
| 3 | Evergrande Futures (Hong Kong) Limited | Rep | Advising on futures contracts | 2011-01-11 | 2011-12-17 | Rep | Dealing in futures contracts | 2011-01-11 | 2011-12-17 |
| 4 | Evergrande Securities (Hong Kong) Limited | Rep | Advising on securities | 2010-11-24 | 2011-12-17 | Rep | Asset management | 2010-11-24 | 2011-12-17 | Rep | Dealing in securities | 2010-11-24 | 2011-12-17 |
| 5 | KGI ASIA LIMITED | Rep | Advising on securities | 2010-03-18 | 2010-06-25 | Rep | Dealing in securities | 2010-03-18 | 2010-06-25 |
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