Wong, Ka Chun (SFC:AUU925) 黃嘉俊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTON MUTUAL FINANCIAL LIMITED | RO | Advising on securities | 2023-04-04 | RO | Asset management | 2023-04-04 |
| 2 | CIF Securities Futures Limited | Rep | Dealing in futures contracts | 2019-04-11 | 2020-10-27 | Rep | Dealing in securities | 2019-04-11 | 2020-10-27 | RO | Dealing in futures contracts | 2020-10-27 | 2021-09-17 | RO | Dealing in securities | 2020-10-27 | 2021-09-17 |
| 3 | Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2014-06-13 | 2015-01-21 | Rep | Dealing in securities | 2014-06-13 | 2015-01-21 |
| 4 | Hongkong Bay Asset Management Limited | RO | Advising on securities | 2021-10-28 | 2022-05-31 | RO | Asset management | 2021-10-28 | 2022-05-31 |
| 5 | Hongkong Bay Securities Limited | Rep | Dealing in securities | 2021-10-19 | 2021-10-28 | RO | Advising on securities | 2021-10-28 | 2022-05-31 | RO | Dealing in securities | 2021-10-28 | 2022-05-31 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-02-10 | 2017-11-22 | Rep | Dealing in securities | 2015-02-10 | 2017-11-22 |
| 7 | Infinitus Partners Asset Management Limited | Rep | Advising on securities | 2018-11-16 | 2019-03-08 | Rep | Asset management | 2018-11-16 | 2019-03-08 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-02-26 | 2011-06-27 |
| 9 | SBI China Capital Asset Management Limited | Rep | Asset management | 2018-07-06 | 2018-10-25 |
| 10 | SBI China Capital Financial Services Limited | Rep | Dealing in securities | 2018-05-28 | 2018-10-25 | Rep | Advising on securities | 2018-07-06 | 2018-10-25 |
| 11 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2011-07-19 | 2011-12-03 |
| 12 | UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-12-12 | 2014-05-23 |
| 13 | UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-09-12 | 2014-05-23 |
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