Li, Daniel Pak Wang 李柏宏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED | RO | Advising on securities | 2022-08-01 | 2023-09-26 | RO | Asset management | 2022-08-01 | 2023-09-26 | RO | Dealing in securities | 2022-08-01 | 2023-09-26 |
| 2 | CHINA INTERNATIONAL CAPITAL LIMITED | RO | Advising on securities | 2008-04-23 | 2008-05-30 | RO | Asset management | 2008-04-23 | 2008-05-30 |
| 3 | GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2010-11-24 | 2011-01-04 | Rep | Asset management | 2010-11-24 | 2011-01-04 | RO | Advising on securities | 2011-01-04 | 2014-10-16 | RO | Asset management | 2011-01-04 | 2014-10-16 | RO | Advising on futures contracts | 2011-10-28 | 2014-10-16 | RO | Dealing in securities | 2011-10-28 | 2014-10-16 |
| 4 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2008-07-03 | 2010-10-05 | RO | Advising on securities | 2008-07-03 | 2010-10-05 | RO | Asset management | 2008-07-03 | 2010-10-05 |
| 5 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | RO | Advising on futures contracts | 2010-05-20 | 2010-10-05 | RO | Advising on securities | 2010-05-20 | 2010-10-05 | RO | Asset management | 2010-05-20 | 2010-10-05 |
| 6 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | RO | Advising on securities | 2010-05-20 | 2010-10-05 | RO | Asset management | 2010-05-20 | 2010-10-05 |
| 7 | Tongfang Securities Limited | RO | Advising on securities | 2015-07-17 | 2022-03-03 | RO | Asset management | 2015-07-17 | 2022-03-03 | RO | Dealing in securities | 2015-07-17 | 2022-03-03 |
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