Chan, Ka Wah (SFC:ACT175) 陳家驊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2004-02-25 | RO | Asset management | 2004-02-25 | RO | Dealing in futures contracts | 2020-10-31 | RO | Advising on futures contracts | 2010-11-26 | 2020-10-31 |
| 2 | Guotai Junan FX Limited | RO | Leveraged foreign exchange trading | 2010-10-21 | 2020-10-31 |
| 3 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-02-25 | Rep | Advising on securities | 2004-02-25 | Rep | Asset management | 2004-02-25 | Rep | Dealing in securities | 2020-10-31 |
| 4 | Sino-Rich Securities & Futures Limited | RO | Advising on futures contracts | 2021-11-25 | 2024-01-01 | RO | Advising on securities | 2021-11-25 | 2024-01-01 | RO | Asset management | 2021-11-25 | 2024-01-01 | RO | Dealing in futures contracts | 2021-11-25 | 2024-01-01 | RO | Dealing in securities | 2021-11-25 | 2024-01-01 |
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