Chan, Shek Chuen 陳錫泉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AIF Securities Limited | Rep | Advising on futures contracts | 2017-09-05 | 2017-10-12 | Rep | Dealing in futures contracts | 2017-09-05 | 2017-10-12 | Rep | Dealing in securities | 2017-09-05 | 2017-10-12 | RO | Advising on futures contracts | 2017-10-12 | 2018-07-11 | RO | Dealing in futures contracts | 2017-10-12 | 2018-07-11 | RO | Dealing in securities | 2017-10-12 | 2018-07-11 |
| 2 | CHINA GLORY SECURITIES COMPANY LIMITED | RO | Dealing in futures contracts | 2021-07-22 | 2022-02-26 | RO | Dealing in securities | 2021-07-22 | 2022-02-26 |
| 3 | China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2013-12-20 | 2015-08-10 | Rep | Advising on futures contracts | 2014-11-20 | 2015-02-27 | Rep | Dealing in futures contracts | 2014-11-20 | 2015-02-27 | RO | Advising on futures contracts | 2015-02-27 | 2015-08-10 | RO | Dealing in futures contracts | 2015-02-27 | 2015-08-10 |
| 4 | China-Hong Kong Connect International Securities Limited | Rep | Dealing in securities | 2019-12-23 | 2020-01-03 | RO | Dealing in futures contracts | 2020-01-03 | 2021-06-21 | RO | Dealing in securities | 2020-01-03 | 2021-06-21 |
| 5 | FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-25 | 2011-04-02 |
| 6 | FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2009-09-25 | 2011-04-02 |
| 7 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-05-06 | 2013-12-09 |
| 8 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2011-07-13 | 2013-12-09 |
| 9 | GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-11-01 | 2013-12-09 |
| 10 | Hang Tai Asset Management Limited | RO | Advising on futures contracts | 2020-01-03 | 2021-06-21 | RO | Advising on securities | 2020-01-03 | 2021-06-21 |
| 11 | Parchment Investment Limited | RO | Dealing in securities | 2018-10-08 | 2019-06-06 |
| 12 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-06-12 | 2008-08-30 | Rep | Leveraged foreign exchange trading | 2008-07-31 | 2008-08-30 |
| 13 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-06-12 | 2008-08-30 |
| 14 | TradeGo Markets Limited | RO | Automated trading services | 2023-02-16 | 2023-07-26 | RO | Dealing in securities | 2023-02-16 | 2023-07-26 |
| 15 | YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2015-12-30 | 2017-08-18 | Rep | Dealing in futures contracts | 2015-12-30 | 2017-08-18 |
| 16 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-08-25 | 2017-08-18 | RO | Advising on futures contracts | 2015-12-30 | 2017-08-18 | RO | Dealing in futures contracts | 2015-12-30 | 2017-08-18 |
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