Sin, Hau Yi 冼巧兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-04-19 | Rep | Advising on futures contracts | 2023-02-28 |
| 2 | Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2010-11-15 | 2018-06-25 | RO | Leveraged foreign exchange trading | 2018-06-25 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Leveraged foreign exchange trading | 2006-07-26 | 2006-11-21 |
| 4 | Success Futures and Foreign Exchange Limited | Rep | Leveraged foreign exchange trading | 2006-12-14 | 2008-11-06 |
| 5 | WING FUNG FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2009-02-17 | 2009-03-20 |
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