Xie, Zhengyang 解正阳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCOM International Securities Limited | Rep | Advising on securities | 2018-05-03 | 2018-11-08 | Rep | Dealing in securities | 2018-05-03 | 2018-11-08 | Rep | Dealing in futures contracts | 2018-05-03 | 2018-11-29 | RO | Advising on securities | 2018-11-08 | 2018-11-29 | RO | Dealing in securities | 2018-11-08 | 2018-11-29 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2011-08-19 | 2012-02-27 | Rep | Asset management | 2011-08-19 | 2012-02-27 | RO | Advising on securities | 2012-02-27 | 2013-06-10 | RO | Asset management | 2012-02-27 | 2013-06-10 |
| 3 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2011-08-19 | 2012-02-27 | Rep | Asset management | 2011-08-19 | 2012-02-27 | RO | Advising on securities | 2012-02-27 | 2013-06-10 | RO | Asset management | 2012-02-27 | 2013-06-10 |
| 4 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2011-08-19 | 2012-02-27 | Rep | Asset management | 2011-08-19 | 2012-02-27 | RO | Advising on securities | 2012-02-27 | 2013-06-10 | RO | Asset management | 2012-02-27 | 2013-06-10 | RO | Dealing in securities | 2012-02-27 | 2013-06-10 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy