Kwan, Wai Man (SFC:ACJ105) 關惠文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Point International Futures Limited | RO | Dealing in futures contracts | 2017-07-21 | 2018-05-31 |
| 2 | Bright Point International Securities Limited | RO | Dealing in securities | 2017-07-21 | 2018-05-31 |
| 3 | DELTA ASIA FINANCIAL FUTURES LIMITED | RO | Advising on futures contracts | 2019-07-09 | 2020-06-01 | RO | Dealing in futures contracts | 2019-07-09 | 2020-06-01 |
| 4 | DELTA ASIA SECURITIES LIMITED | RO | Advising on securities | 2019-07-09 | 2020-06-01 | RO | Dealing in securities | 2019-07-09 | 2020-06-01 | RO | Leveraged foreign exchange trading | 2019-07-09 | 2020-06-01 |
| 5 | Delta Asia Wealth Management Limited | Rep | Asset management | 2019-07-09 | 2020-06-01 | RO | Advising on securities | 2019-07-09 | 2020-06-01 |
| 6 | FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-15 | 2016-10-06 |
| 7 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-03-23 | 2016-04-26 | RO | Dealing in securities | 2016-04-26 | 2016-10-06 |
| 8 | Great Bay Partners Asia Company Limited | RO | Dealing in securities | 2022-02-25 | 2023-09-22 | RO | Advising on securities | 2022-02-25 | 2023-10-31 |
| 9 | HAI TONG SECURITIES (HK) BROKERAGE LIMITED | RO | Advising on futures contracts | 2007-12-18 | 2011-01-07 | RO | Advising on securities | 2007-12-18 | 2011-01-07 | RO | Dealing in futures contracts | 2007-12-18 | 2011-09-27 | RO | Dealing in securities | 2007-12-18 | 2011-09-27 |
| 10 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | RO | Advising on futures contracts | 2008-07-03 | 2009-11-03 |
| 11 | HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2010-05-20 | 2016-02-10 | RO | Dealing in futures contracts | 2010-05-20 | 2016-02-10 |
| 12 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Advising on securities | 2010-05-20 | 2016-02-10 | RO | Dealing in securities | 2010-05-20 | 2016-02-10 | Rep | Leveraged foreign exchange trading | 2012-01-13 | 2016-02-10 |
| 13 | iBest Securities Company Limited | RO | Dealing in securities | 2012-11-01 | 2016-02-10 |
| 14 | JS CRESVALE CAPITAL LIMITED | RO | Dealing in securities | 2005-11-03 | 2007-09-29 |
| 15 | JS CRESVALE SECURITIES INTERNATIONAL LIMITED | RO | Dealing in securities | 2005-06-16 | 2007-09-29 | RO | Dealing in futures contracts | 2006-09-12 | 2007-09-29 |
| 16 | KGI ASIA LIMITED | Rep | Dealing in securities | 2004-03-19 | 2004-08-20 |
| 17 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2004-08-20 |
| 18 | SINOPAC FUTURES (ASIA) LIMITED | RO | Advising on futures contracts | 2004-02-20 | RO | Asset management | 2004-02-20 | RO | Dealing in futures contracts | 2004-02-20 |
| 19 | SINOPAC SECURITIES (ASIA) LIMITED | RO | Advising on corporate finance | 2004-02-19 | RO | Advising on securities | 2004-02-20 | RO | Asset management | 2004-02-20 | RO | Dealing in securities | 2004-02-20 |
| 20 | Solaro Advisors Limited | RO | Advising on securities | 2023-12-04 | RO | Asset management | 2023-12-04 |
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