Tse, Yan Kei 謝欣冀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2014-04-01 | 2017-02-28 |
| 2 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2018-06-21 | 2022-11-02 | Rep | Advising on securities | 2018-06-21 | 2022-11-02 | RO | Advising on corporate finance | 2022-11-02 | RO | Advising on securities | 2022-11-02 |
| 3 | CLSA LIMITED | Rep | Advising on securities | 2018-06-21 | 2021-07-20 | Rep | Dealing in securities | 2018-06-21 | 2022-11-02 | RO | Dealing in securities | 2022-11-02 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2010-08-12 | 2014-03-12 |
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