Lee, Yiu Wing 李耀榮

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CMB International Securities Limited Rep Advising on securities 2019-08-09 2021-10-03
Rep Dealing in securities 2019-08-09 2021-10-03
2 HAITONG INTERNATIONAL FUTURES LIMITED RO Dealing in futures contracts 2006-04-27 2012-12-01
3 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED RO Advising on corporate finance 2003-08-14
RO Asset management 2003-08-14
RO Automated trading services 2003-08-14
RO Advising on securities 2012-12-01
RO Dealing in securities 2012-12-01
4 iBest Consultants Limited RO Dealing in securities 2008-04-15 2012-12-01
5 iBest Securities Company Limited RO Advising on corporate finance 2003-08-14
RO Advising on securities 2003-08-14
RO Asset management 2003-08-14
RO Dealing in securities 2012-12-01
6 OnePlatform Securities Limited Rep Dealing in securities 2018-03-06 2018-03-07
RO Dealing in securities 2018-03-07 2019-03-25
Rep Advising on securities 2018-05-21 2019-03-25
7 SINOPAC SECURITIES (ASIA) LIMITED RO Dealing in futures contracts 2017-02-13 2017-09-30
RO Dealing in securities 2017-02-13 2017-09-30
8 Tung Shing Futures (Brokers) Limited Rep Dealing in futures contracts 2013-01-24 2013-03-11
RO Dealing in futures contracts 2013-03-11 2017-02-12
9 Tung Shing Securities (Brokers) Limited Rep Dealing in securities 2013-01-24 2013-03-11
RO Dealing in securities 2013-03-11 2017-02-12
10 VICTORY SECURITIES COMPANY LIMITED Rep Advising on securities 2022-01-03 2022-01-11
Rep Dealing in securities 2022-01-03 2022-01-11
RO Advising on securities 2022-01-11
RO Dealing in securities 2022-01-11

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