Wan, Casemen Yuk Kiu 温玉嬌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2007-01-17 | 2010-06-30 |
| 2 | Easy Fund Management Company Limited | RO | Advising on securities | 2019-10-30 | 2022-05-30 | RO | Asset management | 2019-10-30 | 2022-05-30 | RO | Advising on securities | 2023-05-03 | 2023-12-31 | RO | Asset management | 2023-05-03 | 2023-12-31 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-03-18 | 2018-12-05 | Rep | Dealing in securities | 2015-03-18 | 2018-12-05 |
| 4 | iBest Consultants Limited | Rep | Advising on securities | 2010-09-03 | 2012-10-11 | Rep | Dealing in securities | 2010-09-03 | 2012-10-11 | Rep | Advising on securities | 2014-04-08 | 2018-12-05 | Rep | Dealing in securities | 2014-04-08 | 2018-12-05 | Rep | Asset management | 2015-03-18 | 2018-12-05 |
| 5 | Yupei Fortune Capital Limited | Rep | Advising on securities | 2019-06-11 | 2019-10-23 | Rep | Asset management | 2019-06-11 | 2019-10-23 | Rep | Dealing in securities | 2019-06-11 | 2019-10-23 |
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