Lo, Eric Yam Pui 盧任培

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 CMB INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2019-01-10 2019-04-08
RO Dealing in futures contracts 2019-04-08 2019-11-28
2 CMB International Global Markets Limited Rep Dealing in securities 2019-07-26 2019-11-28
3 CMB International Securities Limited Rep Dealing in securities 2019-01-10 2019-04-08
RO Advising on securities 2019-04-08 2019-11-28
RO Dealing in securities 2019-04-08 2019-11-28
4 HAITONG INTERNATIONAL FUTURES LIMITED Rep Advising on futures contracts 2003-10-14
Rep Asset management 2003-10-14
Rep Automated trading services 2003-10-14
Rep Dealing in futures contracts 2004-04-08
RO Advising on futures contracts 2004-04-08 2018-03-16
RO Dealing in futures contracts 2004-04-08 2018-03-16
5 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Advising on corporate finance 2003-09-29
Rep Asset management 2003-09-29
Rep Automated trading services 2003-09-29
Rep Advising on securities 2003-10-14
Rep Dealing in securities 2008-04-14
Rep Leveraged foreign exchange trading 2003-12-18 2013-06-17
Rep Advising on securities 2005-05-03 2008-04-14
RO Advising on securities 2008-04-14 2018-03-16
RO Dealing in securities 2008-04-14 2018-03-16
RO Leveraged foreign exchange trading 2013-06-17 2018-03-16
6 iBest Consultants Limited RO Dealing in futures contracts 2012-03-23 2017-06-07
7 Mason Futures Limited (HK) Rep Dealing in futures contracts 2018-09-05 2018-12-13
8 Mason Securities Limited Rep Dealing in securities 2018-09-05 2018-12-13

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