Au, Tsz Chung 區子聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DL SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2020-06-29 | 2022-04-21 | RO | Advising on corporate finance | 2022-04-21 |
| 2 | DRACO CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-02-18 | 2020-05-31 |
| 3 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-01-27 | 2018-12-28 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-01-27 | 2018-12-28 | Rep | Leveraged foreign exchange trading | 2011-05-26 | 2018-12-28 |
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