Chan, Kei Shu 陳紀樹

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HAITONG INTERNATIONAL FUTURES LIMITED Rep Dealing in futures contracts 2007-10-05 2017-05-27
2 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED Rep Dealing in securities 2007-10-05 2017-05-27
Rep Leveraged foreign exchange trading 2008-08-27 2017-05-27
Rep Advising on securities 2011-10-21 2017-05-27
3 MALAHON SECURITIES LIMITED Rep Dealing in securities 2024-03-12 2024-05-16
RO Dealing in securities 2024-05-16
4 PHILLIP COMMODITIES (H.K.) LIMITED Rep Dealing in futures contracts 2006-11-06 2007-08-18
5 PHILLIP SECURITIES (HONG KONG) LIMITED Rep Dealing in securities 2006-11-06 2007-08-18
6 Prior Asset Management Limited RO Advising on securities 2022-12-12 2024-02-16
RO Asset management 2022-12-12 2024-02-16
7 Prior Securities Limited RO Dealing in securities 2022-07-14 2024-02-16
8 WK FUND MANAGEMENT LIMITED RO Advising on securities 2019-01-03 2021-07-02
RO Asset management 2019-01-03 2021-07-02
9 WK SECURITIES LIMITED RO Dealing in securities 2017-10-13 2021-07-02
RO Advising on securities 2018-04-03 2021-07-02

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