Chan, Kit Wai (SFC:AFU271) 陳傑偉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-10-14 | Rep | Asset management | 2003-10-14 | Rep | Automated trading services | 2003-10-14 | Rep | Dealing in futures contracts | 2019-06-25 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-09-29 | Rep | Asset management | 2003-09-29 | Rep | Automated trading services | 2003-09-29 | Rep | Advising on securities | 2003-10-14 | Rep | Dealing in securities | 2019-06-25 | Rep | Leveraged foreign exchange trading | 2004-01-28 | 2019-06-25 |
| 3 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2021-03-11 | |
| 4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2021-03-11 | |
| 5 | Mason Futures Limited (HK) | Rep | Advising on futures contracts | 2019-07-16 | 2020-03-26 | Rep | Dealing in futures contracts | 2019-07-16 | 2020-03-26 | RO | Advising on futures contracts | 2020-03-26 | 2021-03-05 | RO | Dealing in futures contracts | 2020-03-26 | 2021-03-05 |
| 6 | MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2020-03-26 | 2021-03-05 | RO | Dealing in securities | 2020-03-26 | 2021-03-05 |
| 7 | Mason Securities Limited | Rep | Dealing in securities | 2019-07-16 | 2019-11-27 | Rep | Advising on securities | 2019-07-16 | 2020-03-26 | RO | Dealing in securities | 2019-11-27 | 2021-03-05 | RO | Advising on securities | 2020-03-26 | 2021-03-05 | Rep | Asset management | 2020-07-13 | 2021-03-05 |
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