Chan, Frances Sui Yee 陳瑞兒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHRISTFUND FUTURES LIMITED | Rep | Dealing in futures contracts | 2003-08-13 | 2007-10-07 |
| 2 | CHRISTFUND SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-08-12 | Rep | Advising on securities | 2003-08-12 | Rep | Asset management | 2003-08-12 | Rep | Dealing in securities | 2007-10-07 |
| 3 | CINDA INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-02-23 | 2018-09-16 |
| 4 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2018-02-23 | 2018-09-16 |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-07-10 | 2015-04-25 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2008-07-10 | 2015-04-25 |
| 7 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-10-10 | 2008-06-27 |
| 8 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-10-10 | 2008-06-27 |
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