Ho, Kwok Leung (SFC:AFN809) 何國樑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2022-06-29 | 2023-10-06 |
| 2 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2022-06-29 | 2023-10-06 |
| 3 | CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-19 | |
| 4 | CMB International Securities Limited | Rep | Dealing in securities | 2023-10-19 | |
| 5 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in futures contracts | 2021-03-10 |
| 6 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-14 | Rep | Advising on securities | 2003-08-14 | Rep | Asset management | 2003-08-14 | Rep | Automated trading services | 2003-08-14 | Rep | Dealing in securities | 2021-03-10 | Rep | Leveraged foreign exchange trading | 2004-07-14 | 2019-12-12 |
| 7 | iBest Investment Services Limited | Rep | Leveraged foreign exchange trading | 2017-07-20 | 2019-01-25 |
| 8 | KGI ASIA LIMITED | Rep | Dealing in securities | 2021-03-23 | 2022-06-15 |
| 9 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-03-23 | 2022-06-15 |
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