Ho, Wai Lun (SFC:ASZ191) 何偉麟
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on securities | 2017-05-17 | Rep | Dealing in securities | 2017-05-17 | Rep | Dealing in futures contracts | 2017-08-22 |
| 2 | CVP Capital Limited (HK) | Rep | Advising on corporate finance | 2017-03-17 | 2017-05-01 | Rep | Advising on securities | 2017-03-17 | 2017-05-01 | Rep | Dealing in securities | 2017-03-17 | 2017-05-01 |
| 3 | GMO-Z.com Forex HK Limited | Rep | Leveraged foreign exchange trading | 2012-07-04 | 2013-09-10 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-05-20 | 2011-11-14 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2009-05-20 | 2011-11-14 | Rep | Leveraged foreign exchange trading | 2009-09-30 | 2011-11-14 |
| 6 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2016-03-21 | 2016-09-13 |
| 7 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2013-09-23 | 2015-06-20 |
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