Ho, Raymond Wai Man (SFC:AGG546) 何偉文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-28 | 2011-02-21 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-05-28 | 2011-02-21 |
| 3 | CHELSEA SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2017-09-01 | 2017-12-27 | RO | Dealing in securities | 2017-12-27 | 2024-02-29 |
| 4 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Automated trading services | 2003-08-21 | Rep | Dealing in futures contracts | 2010-05-01 | Rep | Dealing in futures contracts | 2011-03-30 | 2017-08-25 |
| 5 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-08-21 | Rep | Advising on securities | 2003-08-21 | Rep | Asset management | 2003-08-21 | Rep | Automated trading services | 2003-08-21 | Rep | Dealing in securities | 2010-05-01 | Rep | Leveraged foreign exchange trading | 2003-12-22 | 2010-05-01 | Rep | Dealing in securities | 2011-03-30 | 2017-08-25 | Rep | Leveraged foreign exchange trading | 2011-05-03 | 2017-08-25 |
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